Series 66 Exam – Complete Guide to NASAA's Investment Adviser Qualification Test

Prepare for the Series 66 Exam with our Complete Guide to NASAA's Investment Adviser Qualification Test. Gain essential knowledge and strategies to succeed in your financial career.

Series 66 Exam Guide

Uniform Combined State Law Examination: Your comprehensive guide to passing the NASAA Series 66 qualification examination for investment advisers and securities agents.

Exam Overview

Exam Purpose

The Series 66 exam, developed by NASAA, qualifies individuals as both securities agents and investment adviser representatives. This combined qualification streamlines the licensing process for professionals seeking dual registration.

Test Structure

Duration: 2 hours and 30 minutes

Questions: 100 multiple-choice questions

Passing Score: 73% (73 correct answers)

Content Areas:

  • Economic Factors & Business Information (20 questions)
  • Investment Vehicle Characteristics (30 questions)
  • Client Investment Recommendations (30 questions)
  • Laws, Regulations & Guidelines (20 questions)

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